Join Our Inner Circle: Subscribers Enjoy Complete Content Access!

Navigating the Pending SEC Cyber Rules | Action Plan for Asset Management Industry

Judith Peterson: Moderator

https://www.linkedin.com/in/judithmpeterson/

 

Kumar Ujjwal – DwellFi

https://www.linkedin.com/in/kumarujjwal1/

Home

 

Daniel Strachman – A&C Advisors LLC:

https://www.linkedin.com/in/daniel-strachman-cdda-9922351/

About A&C Advisors LLC

 

John Araneo – Cole-Frieman & Mallon:

https://www.linkedin.com/in/john-t-araneo-58a1661/

Profile

 

Timestamps:

00:00 New cybersecurity compliance regime with two key reasons.

04:04 New cybersecurity rule increases complexity and accountability.

10:12 Different managers have varying cybersecurity control requirements.

13:01 Prioritize IT infrastructure and governance in cybersecurity.

15:21 Outsourcing complicates data governance in asset management.

19:36 Securely transfer sensitive information with AI.

21:36 Small managers need modern third-party providers.

26:46 Data governance issues led to lack of control. New regulations enforce compliance and control. Centralize and govern information for clarity.

30:41 AI leverages to track, classify, and understand documents.

35:18 Leveraging AI to extract and classify data.

38:09 Answering Dan’s question about launching a fund.

42:50 New requirements for cybersecurity disclosure and retention.

45:28 Call John for unique directorship guidance.

49:58 Cybersecurity assessment is essential for compliance.

53:14 LLMs technology leverages data for document categorization.

55:40 Contracts struggle to adapt to cybersecurity, AI.

57:41 Privacy, security, and data use implications discussed.

 

SEC, SEC Cyber Security Rules, Cyber Security for asset managers, cyber security for funds, John Araneo, Daniel Strachman, Judith Peterson, Kumar Ujjwal, Cole-Frieman & Mallon, A&C Advisors, Dwellfi, asset management, instutional finance, ai and cyber security, hedge fund rules, SEC rule changes 2024, private funds, private fund compliance, cybersecurity risk management, SEC cybersecurity rules, data governance, sensitive information transfer, AI in finance, fund data platform, compliance consultants, investment advisors act, investment company act, asset management industry, cybersecurity policies, reporting requirements, disclosure requirements, record retention, compliance regime, cybersecurity expertise, cybersecurity assessment, information exposure, data discovery, data classification, automation workflows, third-party vendors, unstructured data, governance controls, operational controls, administrative controls, fund infrastructure, managed service providers, SEC reporting, AI for data management.

 

Find us online: https://altfunds.io/

Email us with topic ideas: info@altfunds.io

Spotify: https://bit.ly/4afXcan

Apple Podcast: https://apple.co/4akXAUS

Google: https://bit.ly/4am9oXk

 

👇 Click Below to be a guest on our video podcast: 👇

 https://bit.ly/46X7cSQ

 

Disclaimer:

Alt Funds Network LLC and and its affiliates, episode guests, and the companies they represent do not provide tax, legal or accounting or investment advice. This material has been prepared for informational and educational purposes only, and is not intended to provide, and should not be relied on for, tax, legal or accounting advice. You should consult your own tax, legal, accounting, and investment professionals before engaging in any transaction or making any financial or legal decision based on your specific situation.

MORE STORIES ON FIFO

Fort Lauderdale the Center Point of Wall Street South

Fort Lauderdale the Center Point of Wall Street South

Fort Lauderdale the Center Point of Wall Street South

Join us on September 4th for a private Luncheon hosted by Mayor Dean Trantalis, City of Fort Lauderdale.

We’re excited to invite you to a private luncheon hosted by Mayor Dean Trantalis of the City of Fort Lauderdale, Florida International Funds Organization (FIFO), and FINTOVA PARTNERS.

“Gateways to the Americas” – Dublin, Ireland

“Gateways to the Americas” – Dublin, Ireland

As FIFO, we are thrilled to announce that our founder, Thalius Hecksher, will be speaking at an upcoming event on August 21st at the Stephens Green Club, Dublin. This event, hosted by Clerkin Lynch Solicitors, will focus on the exciting opportunities that exist between Ireland and Florida, known as the “Gateway to the Americas.”

Market Podcast: June 13, 2025

6/13/2025   Watch the Podcast on VIMEO  ► Or Listen Here  ► IMPORTANT DISCLOSURES This communication has been provided...